Thomas Allen Griffore

Employer firm

Sovereign Financial Group, Inc. CRD 294314

$1.08B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 10/2016
  Fidelity Investments
  Westlake, TX
• 10/2016 → 02/2017
  Sabbatical
  Novi, MI
• 02/2017 → 10/2019
  Nylife Securities Llc
  Southfield, MI
• 07/2018 → 10/2019
  Eagle Strategies Llc
  Southfield, MI
• 10/2017 → 10/2021
  Citizens Securities, Inc.
  Southfiled, MI
• 10/2021 → 01/2026
  Great Lakes Wealth, Llc
  Northville, MI
• 01/2026 → Present
  Sovereign Financial Group, Inc.
  Novi, MI

Previous Registrations

• 2021-10-01 → 2026-01-23
  Great Lakes Wealth, Llc
  Northville, MI
• 2019-10-15 → 2021-09-20
  Citizens Securities, Inc.
  Brighton, MI
  Fairlawn, OH
  South Lyon, MI
  Novi, MI
  Southfield, MI
  Rochester, MI
• 2018-07-24 → 2019-10-28
  Eagle Strategies Llc
  Southfield, MI
• 2008-06-24 → 2016-10-10
  Strategic Advisers Llc
  Westlake, TX
  Farmington, MI
• 2003-02-07 → 2005-11-22
  Beam Wealth Advisors, Inc.
  Grapevine, TX
• 2001-07-13 → 2002-12-09
  Morgan Stanley Dw Inc.
  Lewisville, TX

Other Businesses

1) IAMS; Not investment-related; Novi, MI, 48374; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent

Exams

• S66 Uniform Combined State Law Examination
  2000-10-11

Other Names

• Tom Griffore