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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Bridgeport | CT | 03/2014 | 11/2016 |
| Santander Securities Llc | Dorchester | MA | 11/2016 | 08/2018 |
| Santander Bank Na | Norwood | MA | 11/2016 | 10/2018 |
| 1St Global Capital Corp. | Milton | MA | 10/2018 | 10/2019 |
| 1St Global Advisors, Inc. | Milton | MA | 10/2018 | 10/2019 |
| Avantax Insurance Services, Inc. | Milton | MA | 10/2018 | 09/2025 |
| Avantax Advisory Services | Milton | MA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Milton | MA | 10/2019 | 09/2025 |
| Peak Advisor Group | Northampton | MA | 05/2023 | Present |
| Cetera Wealth Services, Llc | Marshfield | MA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
2) Peak Advisor Group; Partner, Financial Advisor; Peak Advisor Groupis a full service wealth management firm, affiliated with our broker/dealer Avantax.; NIR; 130; 05/17/2023; 335 South Street Northampton MA 01060; As Partner and Financial Advisor, I will work directly with our clients toprovide financial services including: financial planning, investment advisory services, insurance planning, wealth management and retirement planning. ?
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-03 |
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