David A Warner

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-04-10
IL	RA	APPROVED	2025-08-11
DC	RA	APPROVED	2024-01-17
AL	RA	APPROVED	2024-01-10
NC	RA	APPROVED	2024-01-10
TX	RA	APPROVED_RES	2024-01-10
FL	RA	APPROVED	2023-01-24
CA	RA	APPROVED	2017-07-28
GA	RA	APPROVED	2017-07-28
KY	RA	APPROVED	2017-07-28
OH	RA	APPROVED	2006-02-15

VA RA
APPROVED

Since 2026-04-10
IL RA
APPROVED

Since 2025-08-11
DC RA
APPROVED

Since 2024-01-17
AL RA
APPROVED

Since 2024-01-10
NC RA
APPROVED

Since 2024-01-10
TX RA
APPROVED_RES

Since 2024-01-10
FL RA
APPROVED

Since 2023-01-24
CA RA
APPROVED

Since 2017-07-28
GA RA
APPROVED

Since 2017-07-28
KY RA
APPROVED

Since 2017-07-28
OH RA
APPROVED

Since 2006-02-15

Branch Locations

7887 Washington Village Drive Suite 310, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co Of America	Dayton	OH	09/2007	Present
Park Avenue Securities Llc	Dayton	OH	09/2007	Present

09/2007 → Present

Guardian Life Insurance Co Of America

Dayton, OH
09/2007 → Present

Park Avenue Securities Llc

Dayton, OH

Other Businesses

1. COFFMAN YMCA-I serve as a volunteer board member., Start: 08/01/2000, Address: 88 Remick Blvd Springboro, OH 45066, 4 non bus hrs per month, Not investment related, 2. Cycling Instructor-I teach a fitness class known as cycling or spinning. I prepare a fitness workout schedule for the class and instruct to this schedule., Start: 01/30/2009, Address: 88 Remick Blvd Springboro, OH 45066, 20 non bus hrs per month, Not investment related, 3. WARNER RENTAL-My wife and I are owners of rental properties in the area and these properties are owned within a family limited partnership (FLP) with her parents, Start: 07/01/1999, Address: 6077 Far Hills Ave #116, Dayton, OH 45459, 8 non bus hrs per month, Investment related, 4. Warner Rental 2-I am being appointed the agent for our FLP. The role of the FLP statutory agent is to be the formal contact point for any legal paperwork delivered to the FLP., Start: 06/01/2012, Address: 6077 Far Hills Ave, #116, Dayton, OH 45459, 1 non bus hr per month, Investment related, 5. Insurance-I obtain insurance products for which I am licensed for the client from other carriers., Start: 10/15/2016, Address: 8051 Washington Village Drive, Suite 120 Dayton, OH 45458, 3 bus hrs per month, Investment related, 6. POA for Doug Warner- acting POA for brother Start: 07/12/2013, Address: 10205 Blossomwood Ct, Dayton, OH 45458, 1 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation, 7. Dayton Cycling Club-Vice President, Nature of Business: Board member of cycling club Start: 11/1/2025, Address: Beavercreek Library 3618 Dayton Xenia Rd Beavercreek, OH 45432, Duties: The VP shall preside in the absence of the President, 1 total hours per month; 0 during securities trading hours, Not Investment related,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-12
S63	Uniform Securities Agent State Law Examination	2001-07-06

S66 Uniform Combined State Law Examination

2017-06-12
S63 Uniform Securities Agent State Law Examination

2001-07-06

Other Names

David Allen Warner

View on SEC IAPD