James Aaron Hargis

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-24
FL	RA	APPROVED	2023-06-08

Branch Locations

Citi Wealth Management, Nic 14000 Citi Cards Way, Building C2, Jacksonville, FL 32258 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	05/2010	05/2022
Bank Of America, N.A.	Jacksonville	FL	07/2010	05/2022
Empower	Greenwood Village	CO	06/2022	11/2022
Citigroup	Jacksonville	FL	05/2023	Present
Caregiver For Family Member	Jacksonville	FL	11/2022	04/2023

05/2010 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
07/2010 → 05/2022

Bank Of America, N.A.

Jacksonville, FL
06/2022 → 11/2022

Empower

Greenwood Village, CO
05/2023 → Present

Citigroup

Jacksonville, FL
11/2022 → 04/2023

Caregiver For Family Member

Jacksonville, FL

2022-08-01 → 2022-11-23

Empower Advisory Group, Llc

Jacksonville, FL

Greenwood Village, CO
2010-07-06 → 2022-05-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville Beach, FL

Jacksonville, FL

Jacksonville, FL

Jacksonville Beach, FL

Jacksonville, FL
2007-11-21 → 2010-04-23

Morgan Keegan & Company, Llc

Jacksonville, FL

Jacksonville, FL

Jacksonville, FL

Jacksonville, FL
2005-05-24 → 2007-11-27

Invest Financial Corporation

Alachua, FL

Alachua, FL

Gainesville, FL

Gainesville, FL

Gainesville, FL

Newberry, FL

Jonesville, FL

Gainesville, FL

High Springs, FL

Gainesville, FL
2004-06-16 → 2005-05-20

Osaic Institutions, Inc.

Jonesville, FL
2005-04-21 → 2005-05-11

Invest Financial Corporation

Alachula, FL
2003-01-22 → 2004-06-21

Banc Of America Investment Services, Inc.

Lake City, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-08
S63	Uniform Securities Agent State Law Examination	2001-01-19