Daniel P Seeley

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-07-01

WI RA
APPROVED

Since 2025-07-01

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rolling Meadows	IL	08/2016	04/2025
Bank Of America, N.A.	Rolling Meadows	IL	09/2016	04/2025
Northwestern Mutual Life Insurance Company	Milwaukee	WI	05/2025	Present
Northwestern Mutual Investment Services Llc	Milwaukee	WI	06/2025	Present

08/2016 → 04/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rolling Meadows, IL
09/2016 → 04/2025

Bank Of America, N.A.

Rolling Meadows, IL
05/2025 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
06/2025 → Present

Northwestern Mutual Investment Services Llc

Milwaukee, WI

Previous Registrations

2016-12-08 → 2025-05-01

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Chicago, IL

Niles, IL

Other Businesses

I*631261 Name of outside business organization: Rental Property 1 Address of business: Lockbourne, Ohio, 43137 Position, title, association: Co-owner with other family members Start date of relationship: 2/1/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-07
S63	Uniform Securities Agent State Law Examination	2001-02-15

S66 Uniform Combined State Law Examination

2016-12-07
S63 Uniform Securities Agent State Law Examination

2001-02-15

Other Names

Daniel Preston Seeley
Dan P. Seeley

View on SEC IAPD