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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2019-07-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2019-07-24

Branch Locations

625 Panorama Trl Suite 2170, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Rochester NY 12/2000 Present
Raymond James Financial Services Advisors, Inc. Rochester NY 01/2009 Present
Other Businesses

(1)Name of Business: Thomas H. Green, CPA, PLLC Address: 1600 Moseley Rd, Suite 200, Victor, NY, 14564, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/31/2003 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Sole owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-12-21

View on SEC IAPD

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