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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-16
  • NY RA
    APPROVED
    Since 2023-08-16

Branch Locations

140 Allens Creek Rd. Ste. 110, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Francis M. Celona, Cpa, Pc Pittsford NY 01/2012 12/2017
1St Global Capital Corp Pittsford NY 06/2012 12/2017
Cambridge Investment Research, Inc. Fairfield IA 12/2017 02/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2017 02/2019
Securities America, Inc. Victor NY 02/2019 12/2021
Securities America Advisors, Inc. Victor NY 02/2019 12/2021
Cambridge Investment Research, Inc. Fairfield IA 08/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2023 Present
Allied Cpas. Pc Victor NY 12/2017 12/2021
Unemployed Honeoye Falls NY 01/2022 08/2023
  • 01/2012 → 12/2017
    Francis M. Celona, Cpa, Pc
    Pittsford, NY
  • 06/2012 → 12/2017
    1St Global Capital Corp
    Pittsford, NY
  • 12/2017 → 02/2019
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2017 → 02/2019
    Fairfield, IA
  • 02/2019 → 12/2021
    Securities America, Inc.
    Victor, NY
  • 02/2019 → 12/2021
    Securities America Advisors, Inc.
    Victor, NY
  • 08/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2023 → Present
    Fairfield, IA
  • 12/2017 → 12/2021
    Allied Cpas. Pc
    Victor, NY
  • 01/2022 → 08/2023
    Unemployed
    Honeoye Falls, NY
Previous Registrations
  • 2019-03-18 → 2021-12-31
    Securities America Advisors, Inc.
    Victor, NY
Other Businesses

1) CELONA ADVISORY SERVICES, LLC, 33 Plains Rd, Honeoye Falls NY 14472, United States, 12/11/2017, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO 0 HR/MO TRADING 2) MENDON FOUNDATION, INC., PO Box 231, Mendon NY 14506, United States, 06/15/2012, Treasurer, Volunteer, NIR, 16 HR/MO 4 HR/MO TRADING 3) FOCUSED WEALTH ADVISORS, LLC, 140 Allens Creek Rd, Suite 110, Rochester NY 14618, United States, 08/16/2023, Financial Advisor, 1099, Investment Related, 120 HR/MO 120 HR/MO TRADING 4) FRANCIS M. CELONA, CPA, PC, 140 Allens Creek Rd, Suite 110, Rochester NY 14618, United States, 01/01/2024, President, Tax Services, NIR, 40 HR/MO 40 HR/MO TRADING 5) INSURANCE SALES, 140 Allens Creek Rd, Suite 110, Rochester NY 14618, United States, 01/01/2024, Agent, Insurance/Benefits/Human Resources, NIR, 4 HR/MO 4 HR/MO TRADING 6) MQS Home Interiors, Inc. dba Ambiance or Ambiance Design Gallery, 52 -A Sager Drive, Rochester, NY 14607, 01/2015, Business Manager/Accountant, Interior Design, NIR, 32 HR/MO, 16 HR/MO TRADING. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/16/2023 8) ALLIED CPAS. PC, 90 Linden Oaks, Suite 100, Rochester NY 14625, United States, 01/01/2022, Certified Public Accountant, Tax Services, NIR, 1 HR/MO 0 HR/MO TRADING 9) MQS HOME INTERIORS, INC. DBA AMBIANCE OR AMBIANCE DESIGN GALLERY, 52-A Sager Drive, Rochester NY 14607, United States, 01/01/2015, Business Manager/Accountant, Interior design professional service and supplier of custom home furnishing and retail home decor, NIR, 55 HR/MO - 32 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-03
  • S66 Uniform Combined State Law Examination
    2001-01-03
Designations
Other Names
  • Francis Michael Celona
  • Fran Celona

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