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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-12-05 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Windsor Locks, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | West Hartford | CT | 01/2005 | 10/2018 |
| William D. Gombatz, Cfp, Chfc | West Hartford | CT | 01/2005 | 10/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2007 | 10/2018 |
| Massmutual | Springfield | MA | 10/2018 | Present |
| Mml Investors Services, Llc | Springfield | MA | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-30 |
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