Thomas Edward Lawnsby

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-05-05

MA RA
APPROVED

Since 2021-05-05

Branch Locations

South Hamilton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors, Inc.	South Hamilton	MA	01/2020	04/2021
Lpl Financial, Llc	South Hamilton	MA	04/2021	Present
Cantella & Co., Inc.	Boston	MA	01/2003	01/2020
Penn Mutual	Horsham	PA	12/2000	Present

01/2020 → 04/2021

Voya Financial Advisors, Inc.

South Hamilton, MA
04/2021 → Present

Lpl Financial, Llc

South Hamilton, MA
01/2003 → 01/2020

Cantella & Co., Inc.

Boston, MA
12/2000 → Present

Penn Mutual

Horsham, PA

Previous Registrations

2020-01-23 → 2021-05-04

Voya Financial Advisors, Inc.

South Hamilton, MA

Danvers, MA
2003-01-03 → 2020-02-06

Cantella & Co., Inc.

S. Hamilton, MA

Malden, MA
2001-05-20 → 2003-07-01

Hornor, Townsend & Kent, Llc

Burlington, WA

Other Businesses

1) 2001 - Tax Prep/Accounting/CPA - Thomas Lawnsby, CPA - Investment Related - South Hamilton, MA 01982 2) 2001 - Non-Variable Insurance - Thomas Lawnsby - Investment Related - South Hamilton, MA 01982

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-02-28

S66 Uniform Combined State Law Examination

2001-02-28

View on SEC IAPD