Robert E Peary

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 09/2023
  Sagepoint Financial, Inc.
  Scottsdale, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2010-10-04 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
  Gilbert, AZ
  Scottsdale, AZ
• 2006-04-20 → 2010-10-12
  Oppenheimer & Co. Inc.
  Scottsdale, AZ
• 2004-02-02 → 2006-04-27
  Ubs Financial Services Inc.
  Scottsdale, AZ

Other Businesses

1. ROBERT E PEARY IV POSITION: Other - registered rep NATURE: Other - registered rep INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2010 ADDRESS: 8765 E Bell Rd, Suite 204, Scottsdale AZ 85260, United States DESCRIPTION: illustrate solutions to meet needs and secure business 2. MOSAIC WEALTH SOLUTIONS LLC POSITION: Member NATURE: This Company is structured as an LLC and it is established to pay Support staff. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 8765 E Bell Rd, Suite 204, Scottsdale AZ 85260, United States; DESCRIPTION: none aside from economic support when/if needed 3. ZUCCA LLC POSITION: member NATURE: LLC owns property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 8765 E Bell Rd, Suite 204, Scottsdale AZ 85260, United States DESCRIPTION: member - support financial needs of the entity as it relates to ownership of the aforementioned office address. 4. PEARY LLC POSITION: Member NATURE: LLC designated as an S Corp that I am a salaried employee of. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2016 ADDRESS: 21105 E Pummelos Rd, Queen Creek AZ 85142, United States DESCRIPTION: Own operate and administer the business of receiving commission income from duties as an independent contractor with SagePoint as well as paying resultant bills and Salaries.

Exams

• S66 Uniform Combined State Law Examination
  2001-03-01

Other Names

• Robert Peary