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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • OH RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

14950 Springdale Ave, Middlefield, OH 44062 • United States

4098 Erie St, Willoughby, OH 44094 • United States

5154 Wilson Mills Rd, Richmond Heights, OH 44143 • United States

9572 Mentor Ave, Mentor, OH 44060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Willoughby OH 07/2010 02/2026
U.S. Bancorp Advisors, Llc Willoughby OH 02/2026 Present
Previous Registrations
  • 2010-07-09 → 2026-02-13
    Saint Paul, MN
    Chardon, OH
    Willoughby, OH
    Willowick, OH
    Middlefield, OH
    Willoughby, OH
    Mentor, OH
    Geneva, OH
    North Kingsville, OH
    Ashtabula, OH
    North Madison, OH
    Painesville, OH
    Ashtabula, OH
    Mentor, OH
    Ashtabula, OH
    Mentor, OH
    Garfield Heights, OH
    Garfield Heights, OH
    Euclid, OH
    Richmond Heights, OH
    Mayfield Heights, OH
    Warrensville Heights, OH
    Beachwood, OH
    Mayfield Heights, OH
    Garfield Heights, OH
    Garfield Heights, OH
    Cleveland, OH
    Cleveland, OH
  • 2009-11-13 → 2010-07-06
    Mentor-On-The-Lake, OH
    Mayfield Heights, OH
    Euclid, OH
    Mentor, OH
    Willoughby, OH
    Painesville, OH
    Mentor-On-The-Lake, OH
    Mentor, OH
  • 2007-02-12 → 2009-11-13
    Natcity Investments, Inc.
    Mentor, OH
    Painesville, OH
    Willoughby, OH
    Chardon, OH
    Mentor, OH
    Mentor-On-The-Lake, OH
    Mentor, OH
    Chardon, OH
Other Businesses

1)Har Adhesive And Technologies; Not Investment-Related; Bedford, OH; Industrial Adhesive Manufacturer; None; Signer On Business Accounts; 2007; 1 Hour/Month; 0 Hours/Trading; Sign Checks For Family Business When The Primary Signer Is Out Of Town Or Unavailable. 2) Saint Mary's Men's Club/HNS Treasurer; Not Investments-Related; Mentor, OH 44060; Philanthropic Fundraising; No Ownership; Treasurer; Treasurer; 07/01/2023; 01 hours/month; 01 hours/ trading; Signor on bank account at PNC Bank, issue checks for expenses, cosign with Pastor for dual signatures. Prepare monthly expense reports. 3) Eagle Ridge Home Owners Association; Not investment-related; Concord, OH; HOA; Officer; Member; 9/15/2024; 0 hours/month; 0 hours/trading; Assist the members to comply with the bylaws set forth in their purchase agreements.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-09
  • S66 Uniform Combined State Law Examination
    2007-02-09
Other Names
  • Justin A Brock

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