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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-07 |
| IA | RA | APPROVED | 2012-07-27 |
Branch Locations
4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Davenport | IA | 07/2012 | Present |
BUSINESS / COMPANY;SOLE PROPRIETOR / OWNER / PARTNER;T&N INVESTMENTS;01/2015;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 1. *457250- T&N Trails LLC; Investment related - Yes; Bettendorf, Iowa; Real Estate: Rental Property; Partner: Officer(proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 10; After business hours: 10; Administrative, Accounting/Bookkeeping, Labor/Service, Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-20 |
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