Tawny L Stoffregen

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Morgan Stanley Smith Barney
  Davenport, IA

Previous Registrations

• 2010-02-22 → 2012-07-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Davenport, IA
• 2009-02-18 → 2010-01-28
  Wells Fargo Clearing Services, Llc
  Davenport, IA
• 2006-12-08 → 2008-06-12
  Citigroup Global Markets Inc.
  Davenport, IA
• 2005-03-14 → 2005-06-20
  Citigroup Global Markets Inc.
  Davenport, IA

Other Businesses

BUSINESS / COMPANY;SOLE PROPRIETOR / OWNER / PARTNER;T&N INVESTMENTS;01/2015;DURING BUSINESS HOURS 0;AFTER BUSINESS HOURS 1. *457250- T&N Trails LLC; Investment related - Yes; Bettendorf, Iowa; Real Estate: Rental Property; Partner: Officer(proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 10; After business hours: 10; Administrative, Accounting/Bookkeeping, Labor/Service, Property Management

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-03
• S63 Uniform Securities Agent State Law Examination
  2000-07-20

Other Names

• Awny Lee Schmidt
• Tawny Lee Schmidt
• Tawny Stoffregen
• Tawny Lee Stoffregen
• Tawny Lee Schmidt