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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-08 |
| TX | RA | APPROVED | 2022-11-08 |
Branch Locations
2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | San Francisco | CA | 05/2009 | 02/2019 |
| Rbc Capital Markets, Llc. | San Francisco | MN | 10/2019 | 09/2022 |
| Wageworks, Inc. | San Mateo | CA | 02/2019 | 10/2019 |
| Morgan Stanley | Menlo Park | CA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-05 |
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