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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-05-26
TX RA APPROVED 2015-05-22
  • MI RA
    APPROVED
    Since 2015-05-26
  • TX RA
    APPROVED
    Since 2015-05-22

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

12930 S. West Bay Shore Drive, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Traverse City MI 05/2015 Present
Private Advisor Group, Llc Traverse City MI 05/2015 Present
Previous Registrations
Other Businesses

1. 05/22/2015 - Private Advisor Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - START 7/1/2015 - 60% TIME SPENT 2. 08/13/2015; Private Advisor Group; Registered Investment Advisor; (Hybrid) Private Advisor Group; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 07/01/2015; TIME SPENT 60%. 3. 12/03/2015 - Element Wealth Management - INV REL 0 Element Wealth Management - DBA for LPL Business (entity for LPL business) - START 06/01/2015 - 120 HOURS PER MONTH DURING TRADING - Financial Planning, Portfolio Management, Investment and insurance product brokerage - general wealth management 4. 01/13/2016 - BRB Partners - INV REL - 1212 Veterans Dr. Suite 200 Traverse City, MI 49684 - DBA for LPL Business (entity for LPL business) - START 05/04/2015 - 200 HOURS POR MONTH 5. 8/28/2018 - Beaud Holdings - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date:08/17/2018 - 20 Hours Per Month/2 Hours During Trading. 6. 1/17/2019 - Private Advisor Group, LLC - DBA: (Hybrid) Element Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/22/2016 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/19/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 1/28/2019 - Private Advisor Group, LLC - DBA: (Hybrid) Elemint Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/22/2016 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/28/2019. I expect to spend approximately160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 1/29/2019 - Elemint Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2015 - 120 Hours Per Month/120 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-08
  • S66 Uniform Combined State Law Examination
    2001-03-08

View on SEC IAPD

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