John Lawrence Farrell

Employer firm

Greenwich Financial Advisors, LLC CRD 155618

$34.5M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Greenwich Financial Advisors, Llc

Millsboro, DE • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-13
DE	RA	APPROVED	2020-07-23
CT	RA	APPROVED	2010-12-23

NY RA
APPROVED

Since 2021-10-13
DE RA
APPROVED

Since 2020-07-23
CT RA
APPROVED

Since 2010-12-23

Branch Locations

Millsboro, DE • United States

32157 Ivory Gull Way, Millsboro, DE 19966 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Greenwich Financial Advisors, Llc	Stamford	CT	12/2010	Present

12/2010 → Present

Greenwich Financial Advisors, Llc

Stamford, CT

Previous Registrations

2009-11-04 → 2010-12-31

Pacific West Financial Consultants Inc

Renton, WA
2009-02-25 → 2009-11-04

Wells Fargo Clearing Services, Llc

Old Greenwich, CT

White Plains, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-02-05
S63	Uniform Securities Agent State Law Examination	2002-05-26

S65 Uniform Investment Adviser Law Examination

2003-02-05
S63 Uniform Securities Agent State Law Examination

2002-05-26

Other Names

John Lawrence Farrel
John Farrell

View on SEC IAPD