James Henry Saulnier

Current Employers

Employment History

• 09/2012 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2012 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 10/2013 → Present
  Jim Saulnier & Associates, Llc
  Fort Collins, CO

Previous Registrations

• 2012-09-06 → 2021-01-22
  Cambridge Investment Research Advisors, Inc.
  Fort Collins, CO
• 2002-04-18 → 2012-09-10
  Cetera Wealth Services, Llc
  Fort Collins, CO
  Fort Collins, CO
  Omaha, NE
  Fort Collins, CO
  Fort Collins, CO

Other Businesses

1) Cambridge Investment Research, Inc; Investment-related; Fort Collins, CO; Broker-Dealer; Started 9/2012; Registered Representative; 8 hours per month, all during trading hours. 2)JIM SAULNIER & ASSOCIATES LLC, 506 E MULBERY, FORT COLLINS, CO, 1/2000 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 10/TRADING. 3) Cambridge Investment Research Advisors; Investment-Related; Asset Management through RIA; Investment Adviser Representative; Started 9/2012; 48 hours per month; 40 hours during trading hours. 4) 430 WHEDBEE ST LLC; Not Investment-related; 506 EAST MULBERRY ST, FORT COLLINS, CO 80524 ; BEGAN 07/19/2010 ; Property Management; AS MANAGER ; DEVOTES 1 HR/MO ; 1 HOUR DURING TRADING. 5.LARIMER COUNTY RETIREMENT BOARD, 200 W OAK ST 4TH FL, FORT COLLINS, CO, `/2010 AS BOARD MEMBER. THE BOARD OVERSEES THE COUTY 401(a) RETIREMENT ACCOUNT AND ADDRESSES ANY ISSUES OR CONCERNS THAT ARISE. NIR - 2/M9O - 2/TRADING. 6.JIM SAULNIER & ASSOCIATES LLC, 506 E MULBERRY ST, FORT COLLINS, CO, 1/2015 AS OWNER/ADVISORY REP OF A RIA. INV REL - 16/MO - 10/TRADING. 7. JIM SAULNIER TAX PLANNING LLC, FORT COLLINS, CO, 01/2019. OWNER/PRINCIPAL, FOR TAX PREPARATION AND PLANNING. NIR-10/MO-10/TRADING. 8. James Saulnier is a licensed insurance agent. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Jim Saulnier & Associates, LLC always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any representative Jim Saulnier & Associates, LLC in such individual's outside capacities.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-10-04
• S65 Uniform Investment Adviser Law Examination
  2000-04-10

Designations

Other Names

• Jim Saulnier