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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-09-19
  • MN RA
    APPROVED
    Since 2023-09-19

Branch Locations

600 Twelve Oaks Center Drive, Suite 201, Wayzata, MN 55391 • United States

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Wayzata MN 12/2005 Present
Insurance-Non Variable St. Louis Park MN 01/2008 Present
Raymond James Financial Services Advisors, Inc Bloomington MN 01/2009 Present
Anderson Financial Services Wayzata MN 05/2007 Present
Total Benefit Solutions, Inc. Wayzata MN 06/2011 Present
Vanderbilt Securities, Llc Woodbury NY 09/2023 Present
Vanderbilt Advisory Services Woodbury NY 09/2023 Present
  • 12/2005 → Present
    Raymond James Financial Services, Inc.
    Wayzata, MN
  • 01/2008 → Present
    Insurance-Non Variable
    St. Louis Park, MN
  • 01/2009 → Present
    Bloomington, MN
  • 05/2007 → Present
    Anderson Financial Services
    Wayzata, MN
  • 06/2011 → Present
    Total Benefit Solutions, Inc.
    Wayzata, MN
  • 09/2023 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
  • 09/2023 → Present
    Woodbury, NY
Previous Registrations
Other Businesses

1) Total Benefit Solutions, Inc. Not Investment Related. Start Date: 01/01/2007. Address: 2614 Xylon Ave So Saint Louis Park MN, 55426. Title: Owner/Producer/Agent. Duties: I sell fixed annuities, insurance, and LTC. Time spent during regular hours: 5%. 2) Lake Side Networking Group. Not investment related. Start date: 10/13/2023. Address: 340 Willow Dr. N Long Lake MN, 55356. Title: Event Co-Ordinator. Duties: The purpose of the Group is to Network and give and get referral's within the Professional members of the Group. We have about 20 people.. Time spent during regular hours: 0%. 3) Smart Capital Management, Inc. Not investment related. Start date: 12/01/2005. Address: 2614 Xylon Ave So Saint Louis Park MN, 55426. Title: Owner. Duties: This is an S-Corp that i run my business expenses and income through for tax purposes in relation to my income from my Financial Advisor Practice. Time spent during regular hours: 100%. 4) Meningioma Brain Tumor Network. Not investment related. Start date:01/31/2023. Address: 2614 Xylon Ave So Saint Louis Park MN, 55426. Title: Chair of the Board Member. Duties: I'm on the BOD and we meet virtually every quarter for 2 hours on a Saturday to discuss ways to increase awareness for this rare disease and to look for ways to help Survivors thrive. Time spent during regular hours: 0%. 5) Estate Docs Pro. Not investment related. Star date: 03/09/2024. Address: 600 Twelve Oaks Center Dr, Suite 200, Wayzata MN, 55391. Title: Secretarial Representative. Duties: Assisting people with filling out their Document templates (Wills, Health Directives, POA etc) in a secretarial or ministerial capacity. I am not providing legal advice or Counseling. Time spent during regular hours: 0%. 6) HarborWise Financial. Investment related. Star date: 01/12/2025. Address: 600 Twelve Oaks Center Dr, Suite 201, Wayzata MN, 55391. Title: Owner and Chief Executive Officer. Duties: Financial Planning. Time spent during regular hours: 45%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-02
  • S66 Uniform Combined State Law Examination
    2001-02-02
Designations

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