Jason Scott Duvall

LPl Financial LLC

Westminster, MD

Westminster, MD

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-01

MD RA
APPROVED

Since 2025-01-01

Branch Locations

1200 North Main St, Hampstead, MD 21074 • United States

1325 Liberty Rd., Sykesville, MD 21784 • United States

625-A Baltimore Blvd., Westminster, MD 21157 • United States

Westminster, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Bank	Westminister	ME	03/2008	Present
M&T Securities	Westminister	MD	03/2008	Present
Lpl Financial Llc	Baltimore	MD	06/2021	Present

03/2008 → Present

M&T Bank

Westminister, ME
03/2008 → Present

M&T Securities

Westminister, MD
06/2021 → Present

Lpl Financial Llc

Baltimore, MD

Previous Registrations

2018-04-23 → 2021-06-09

M&T Securities, Inc.

Hampstead, MD

Westminster, MD

Westminster, MD

Baltimore, MD

Catonsville, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Randallstown, MD

Baltimore, MD

Annapolis, MD

Baltimore, MD

Other Businesses

1. 04/28/2021 - Wilmington Advisors @ M&T - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-04-20
S63	Uniform Securities Agent State Law Examination	2001-01-19

S65 Uniform Investment Adviser Law Examination

2018-04-20
S63 Uniform Securities Agent State Law Examination

2001-01-19

View on SEC IAPD

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