Evelyn Kay Duka

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Kaylyn Financial
  Lafayette, CA
• 01/2013 → 05/2017
  Financial West Group
  Westlake Village, CA
• 05/2017 → 06/2024
  Securities America, Inc.
  Lafayette, CA
• 05/2017 → 06/2024
  Securities America Advisors
  Lafayette, CA
• 06/2017 → 11/2024
  Arbor Point Advisors
  Lafayette, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lafayette, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lafayette, CA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2017-06-16 → 2024-11-08
  Arbor Point Advisors
  Lafayette, CA
• 2017-05-31 → 2024-06-14
  Securities America Advisors, Inc.
  Lafayette, CA
• 2013-01-18 → 2017-06-01
  Financial West Group
  San Francisco, CA
  La Fayette, CA
  Los Angeles, CA
• 2010-05-26 → 2012-06-29
  Global Financial Private Capital, Inc.
  Lafeyette, CA
  Sarasota, FL
• 2009-07-13 → 2010-05-17
  Questar Asset Management, Inc.
  Minneapolis, MN
• 2009-06-03 → 2009-06-19
  Financial Telesis Inc
  San Rafael, CA
• 2007-02-23 → 2009-06-04
  Kalos Management
  Ponte Vedra Beach, FL
• 2005-11-25 → 2006-12-16
  Mml Investors Services, Llc
  Pleasanton, CA
• 2003-04-28 → 2005-11-29
  Msi Financial Services, Inc.
  Lafayette, CA

Other Businesses

1) Arbor Point Advisors Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes Start Date: 06/2017 - Address: 945 Diablo Dr, Lafayette CA 94549, United States 2) SECURITIES AMERICA ADVISORS POSITION: Advisor NATURE: Securities America Advisors Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes Start Date: 05/2017 - Address: 945 Diablo Dr, Lafayette CA 94549, United States INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/01/2017 ADDRESS: 945 Diablo Dr,, Lafayette CA 94549, United States DESCRIPTION: Part of my OBA, Kaylyn Financial, is managing money for my clients. This is the essence of investment advice. 3) TAX PREPARATION POSITION: Tax Preparer NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2011 ADDRESS: 945 Diablo Dr, Lafayette CA 94549, United States DESCRIPTION: Tax Preparation for Individuals from January thru deadline for personal income taxes 4) KAYLYN FINANCIAL POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2006 ADDRESS: 945 Diablo Dr, Lafayette CA 94549, United States DESCRIPTION: Sales and Service of Annuities, Health Insurance, Life Insurance 5) TAX PREPARATION POSITION: Tax Preparer NATURE: Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2011 ADDRESS: 945 Diablo Dr, Lafayette CA 94549, United States DESCRIPTION: Tax Preparation for Individuals from January thru deadline for personal income taxes

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-03-23
• S66 Uniform Combined State Law Examination
  2003-04-21

Other Names

• Evelyn Kay Williams
• Evelyn Kay Duka
• Evelyn Kay Williams Duka