Lisa Sue Hohman

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-02
PA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-02
PA RA
APPROVED

Since 2009-06-01

Branch Locations

2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Sewickley	PA	04/2007	Present
Morgan Stanley Smith Barney	Sewickley	PA	06/2009	Present

04/2007 → Present

Citigroup Global Markets Inc.

Sewickley, PA
06/2009 → Present

Morgan Stanley Smith Barney

Sewickley, PA

Previous Registrations

2008-04-25 → 2009-06-01

Citigroup Global Markets Inc.

Sewickley, PA
2004-08-05 → 2007-04-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsburgh, PA

Pittsburgh, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-04

S66 Uniform Combined State Law Examination

2004-08-04

Other Names

Lisa S Maxwell
Lisa S Hohman

View on SEC IAPD

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