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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-17 |
Branch Locations
777 Brickell Avenue, Miami, FL 33131 • United States
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Investment Managers Venezuela | New York | 10/2000 | 04/2022 | |
| Blackrock Investments, Inc. | New York | NY | 10/2000 | 04/2022 |
| Lazard Asset Management Llc | New York | NY | 04/2022 | 09/2023 |
| Lazard Asset Management Securities Llc | New York | NY | 04/2022 | 09/2023 |
| Arete Wealth Management, Llc | Chicago | IL | 09/2023 | Present |
| Golub Capital | Miami | FL | 09/2023 | Present |
Golub Capital, 200 Park Avenue, New York, NY 10166, Director. 40 hours per week during trading hours. Began employment September 2023.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-08 |
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