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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-06 |
Branch Locations
142 West 57Th Street 12Th Fl, New York, NY 10019 • United States
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
Azusa, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | San Francisco | CA | 08/2016 | 03/2019 |
| Wedbush Securities Inc | Los Angeles | CA | 09/2019 | Present |
| Unemployed | Los Angeles | CA | 04/2019 | 08/2019 |
AI Design Solutions; Not Investment Related; Azusa, CA; LLC; Owner; Start: 5/2025; Approx: 20 hour monthly, none during tradinghours; Duties: consulting, offers training to individuals and local businesses in Artificial Intelligence technology information and resources. Living Rock Capital Group - President, Secretary, Shareholder; Investment-related; Azusa, CA; Legal entity for investing in real estate; About 10 hours dedicated monthly, none during trading hours; start date 4/7/2026
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-08-10 |
| S65 | Uniform Investment Adviser Law Examination | 2001-08-10 |
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