Kevin Townsend King

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-08-17
GA	RA	APPROVED	2006-12-19
TN	RA	APPROVED	2006-12-15

TX RA
APPROVED_RES

Since 2009-08-17
GA RA
APPROVED

Since 2006-12-19
TN RA
APPROVED

Since 2006-12-15

Branch Locations

One Union Square, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Chattanooga	TN	12/2006	Present

12/2006 → Present

Ubs Financial Services

Chattanooga, TN

Previous Registrations

2005-04-04 → 2006-12-20

Amsouth Investment Management Company Llc

Chattanooga, TN
2005-01-13 → 2006-12-19

Amsouth Asset Management, Inc.

Chattanooga, TN
2003-07-10 → 2005-01-13

Amsouth Investment Management Company Llc

Birmingham, AL
2003-02-11 → 2003-07-10

Amsouth Investment Services, Inc.

Chattanooga, TN

Other Businesses

1) Haggai Institute / 4725 Peachtree Corners Circle Norcross,Georgia 30092 / Company/ Charities, Cultural, Educational & Political Organisations / training of leaders / Trustee / / board committees / Start Date 06/08/2017/ End Date 06/08/2020 /// 2) Eagle Vail Holdings, LLC/ Category - Partnership/ Principal Business Activity - own real estate in Avon, CO / Role - Partner/ Duty - manage the rental of the condo/ Comp -No /// 3) Name of Business: Riverfront Lodge HOA./ Address; 1 Waterfront Way AvonColorado United States 81620./ Investment Related: No./ Nature: HOA for the community./ Role: Member of Board of directors./ Duty: serve on the board of directors for the HOA./ Start Date: 3/15/2023./ Hours Devoted: No./ Time Required: n/a. 4) Utah lot- 6803 E 6675 N, Lot 50, UtahUnited States- 84310, Real Estate, Partner, hold real estate and wait to sell or build, start date-9/3/2024, want to monitor the investment 5) 45 Winterberry Circle, beach rental home, I will work with the rental companyreview performance of rental company annually, start date-1/5/2021, Santa Rosa Florida United States-32459.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-25

S66 Uniform Combined State Law Examination

2001-01-25

View on SEC IAPD