Richard Craig Gray

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 12/2016
  Suntrust Investment Services, Inc
  Atlanta, GA
• 08/2016 → 12/2016
  Suntrust Advisory Services
  Atlanta, GA
• 12/2016 → Present
  Lpl Financial, Llc
  Dacula, GA
• 12/2016 → 03/2022
  Hamilton Investment Counsel, Llc
  Dacula, GA

Previous Registrations

• 2016-12-14 → 2022-03-30
  Hamilton Investment Counsel, Llc
  Dacula, GA
• 2012-08-06 → 2016-12-12
  Truist Investment Services, Inc.
  Athens, GA
  Athens, GA
  Athens, GA
  Chamblee, GA
  Atlanta, GA
  Athens, GA
  Norcross, GA
  Atlanta, GA
  Athens, GA
  Monroe, GA
  Madison, GA
  Tucker, GA
  Chamblee, GA
  Alpharetta, GA
• 2016-09-01 → 2016-12-12
  Truist Advisory Services, Inc.
  Atlanta, GA
  Chamblee, GA
• 2009-04-06 → 2012-08-02
  Wells Fargo Clearing Services, Llc
  Oakwood, GA
  Savannah, GA
  Gainesville, GA
  Atlanta, GA
  Flowery Branch, GA
  Jefferson, GA
  Atlanta, GA
  Atlanta, GA
  Dahlonega, GA
  Flowery Branch, GA
  Flowery Branch, GA

Other Businesses

1. 12/09/2016 - RICHARD GRAY/ NON-VARIABLE INSURANCE/ 30%/ DACULA, GA 2. 12/09/2016 - THE FIDUCIARY STANDARD ADVISORY SERVICES LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 100%/ DACULA, GA 3. 12/20/2016 - Hamilton Investment Counsel, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/11/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Hamilton Investment Counsel, LLC, an independent investment advisor firm. I started this business activity in December 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 03/17/2022 - Blackbridge Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/07/2022 - 160 Hours Per Month/8 Hours During Securities Trading. 5) 03/22/2022 - Independent Advisor Alliance - DBA: Blackbridge Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 03/07/2022 - 160 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-02
• S63 Uniform Securities Agent State Law Examination
  2007-02-21

Other Names

• Rick Craig Gray
• Richard Craig Gray
• Richard C Gray