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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-04-16 |
| TX | RA | APPROVED | 2025-04-16 |
Branch Locations
1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Bozeman | MT | 11/2003 | 10/2019 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2019 | 04/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | 04/2025 |
| Wells Fargo Advisors Financial Network, Llc | Bozeman | MT | 04/2025 | Present |
COMMERCIAL RENTAL PROPERTY, INV RELATED; Bozeman MT ; 100% OWNER START DATE 01/01/2020, OWNER, 1 HR/MO - 0 HR/MO TRADING.| MOOS REAL ESTATE LLC, 1185 N 14TH AVE STE 2, BOZEMAN, MT, 5/2014 AS OWNER OF LLC THAT OWNS OFFICE BUILDING. NIR - 0 HRS. BOARD MEMBER OF HRDC, 32 S TRACY, BOZEMAN, MT, 01/2007. BOARD MEMBER, PROVIDES HOUSING, FOOD, TRANSPORTATION, EDUCATION, AND HELP TO THOSE IN NEED. NIR-1/WK-1/TRADING.| BOZEMAN CHAMBER BOARD, 2000 COMMERCE WAY, BOZEMAN MT 59715, 01/2024, CHAMBER BOARD MEMBER, NIR, 2 HR/MO - 0 HR/MO TRADING.| BOZEMAN SPORTS CARDS, NOT INV RELATED; BOZEMAN MT, 10% OWNER, START DATE 01/01/2024 5 HR/MO - 0 HR/MO TRADING.| MOOS GP, LLC ; INV RELATED; BOZEMAN, MT; THIS ENTITY WAS FORMED IN ORDER TO SELL 10% OF MOOS GP LLC/MERCHANT PARTNERSHIP;90% OWNERSHIP% OWNERSHIP; START DATE: 02/02/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-21 |
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