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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-01-17
  • CT RA
    APPROVED
    Since 2008-01-17

Branch Locations

34 Aspen Park Blvd, E Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc E Syracuse NY 03/2002 Present
John Tuttle E Syracuse NY 03/2002 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
Daniel B Jones E Syracuse NY 03/2014 Present
  • 03/2002 → Present
    E Syracuse, NY
  • 03/2002 → Present
    John Tuttle
    E Syracuse, NY
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2014 → Present
    Daniel B Jones
    E Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-01
S63 Uniform Securities Agent State Law Examination 2004-08-28
  • S66 Uniform Combined State Law Examination
    2006-11-01
  • S63 Uniform Securities Agent State Law Examination
    2004-08-28
Other Names
  • Christine Marie Kazmirski

View on SEC IAPD

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