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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-11 |
| CA | RA | APPROVED | 2022-08-08 |
Branch Locations
555 California St, San Francisco, CA 94104 • United States
2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Menlo Park | CA | 08/2014 | 05/2018 |
| Unemployed | Fremont | CA | 06/2018 | 09/2018 |
| Ubs Financial Services Inc | San Francisco | CA | 10/2018 | 06/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 06/2022 | Present |
I*906231, Entity Type: Entity For Profit, Name of OBA: Rental Property 1, Address: Hayward, California 94544, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 02/01/2011, No Hours: 4, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-10 |
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