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Austin, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Afam Capital | Austin | TX | 05/2016 | 12/2017 |
| Innealta Capital | Austin | TX | 01/2018 | 12/2021 |
| Moveup Financial Llc | Austin | TX | 07/2020 | Present |
UNIVERSITY OF TEXAS; NON-INVESTMENT RELATED; AUSTIN, TX; LECTURER; SPENDS APPROX. 20-25 HRS/WEEK, 1 HR DURING MARKET HOURS; LECTURER IN THE FINANCE DEPT FOR AN INTRO INTO BUSINESS COURSE. TEXAS MCCOMBS INVESTMENT ADVISERS; INVESTMENT RELATED; AUSTIN, TX; CHIEF EXECUTIVE OFFICER; SPENDS APPROX. 2O HRS/WEEK DURING TRADING; GUIDE, MENTOR, AMANGE AND SUPERVISE THE STUDENT PARTICIPANTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-01 |
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