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Jay H Kim

Osaic Wealth, Inc.

Sacramento, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-11
  • CA RA
    APPROVED
    Since 2026-08-11

Branch Locations

1610 Arden Way Suite 299, Sacramento, CA 95815 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Folsom CA 05/2008 04/2019
Charles Schwab Bank Folsom CA 05/2008 04/2019
Lpl Financial, Llc Sacramento CA 04/2019 04/2022
Strategic Wealth Advisors Group, Llc Sacramento CA 06/2021 04/2022
Cambridge Investment Research, Inc. Fairfield IA 06/2022 08/2026
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2022 08/2026
Osaic Wealth Inc Sacramento CA 08/2026 Present
Jay Kim Insurance Sacramento CA 07/2026 Present
Previous Registrations
Other Businesses

1. JJE ENTERPRISES POSITION: Owner NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2019 ADDRESS: 1210 Fitch Way, Sacramento CA 95864, United States DESCRIPTION: Pass-through entity for business expenses and taxation. 2. ALLISON WEALTH MANAGEMENT POSITION: Wealth Advisor NATURE: sole prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/28/2026 ADDRESS: 1610 Arden Way, Suite 299, Sacramento CA 95815, United States DESCRIPTION: insurance sales and service for various carriers 3. CA RENTAL PROPERTY POSITION: Owner NATURE: rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2017 ADDRESS: 1210 Fitch Way, Sacramento CA 95864, United States DESCRIPTION: rental property that own with brother 4. JAY KIM INSURANCE POSITION: Wealth Advisor NATURE: insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/28/2026 ADDRESS: 1610 Arden Way, Suite 299, Sacramento CA 95815, United States DESCRIPTION: insurance sales and service for various carriers

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-01
  • S66 Uniform Combined State Law Examination
    2004-06-01

View on SEC IAPD

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