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Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-09
  • OH RA
    APPROVED
    Since 2022-09-09

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Novato CA 06/2021 Present
Wells Fargo Bank, Na Novato CA 01/2012 Present
Pacific Pulmonary Services Santa Rosa CA 01/2015 12/2016
Nationwide Investment Services Corporation Columbus OH 02/2022 Present
  • 06/2021 → Present
    Wells Fargo Clearing Services, Llc
    Novato, CA
  • 01/2012 → Present
    Wells Fargo Bank, Na
    Novato, CA
  • 01/2015 → 12/2016
    Pacific Pulmonary Services
    Santa Rosa, CA
  • 02/2022 → Present
    Nationwide Investment Services Corporation
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-30
S63 Uniform Securities Agent State Law Examination 2022-03-23
S66 Uniform Combined State Law Examination 2008-09-03
  • S65 Uniform Investment Adviser Law Examination
    2022-06-30
  • S63 Uniform Securities Agent State Law Examination
    2022-03-23
  • S66 Uniform Combined State Law Examination
    2008-09-03
Other Names
  • Lauren U Ryan

View on SEC IAPD

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