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One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-09-09 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Novato | CA | 06/2021 | Present |
| Wells Fargo Bank, Na | Novato | CA | 01/2012 | Present |
| Pacific Pulmonary Services | Santa Rosa | CA | 01/2015 | 12/2016 |
| Nationwide Investment Services Corporation | Columbus | OH | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-23 |
| S66 | Uniform Combined State Law Examination | 2008-09-03 |
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