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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-17 |
| CT | RA | APPROVED | 2016-02-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Boston | MA | 02/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boston | MA | 11/2016 | Present |
GENERATION KNOT LLC, NOT INV RELATED, READING, MA, 20% OWNERSHIP, START 7/7/2019, 5 HOURS PER MONTH, ZERO DURING TRADING, TO FACILITATE TAX ACCOUNTING FOR PAYMENTS FROM BAND PERFORMANCES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-02-20 |
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