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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-03
AL RA APPROVED 2010-10-08
  • TX RA
    APPROVED_RES
    Since 2013-04-03
  • AL RA
    APPROVED
    Since 2010-10-08

Branch Locations

1130 22Nd Street South Suite 4100, Birmingham, AL 35205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Birmingham AL 09/2010 Present
Raymond James Financial Services Advisors, Inc. Birmingham AL 10/2010 Present
Previous Registrations
Other Businesses

(1)Name of Business: Birmingham Investment Group Address: 2 20th St N Ste 1400, Birmingham, AL, 35203, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/01/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (2)Name of Business: NA Address: 2 20th St N Ste 1400, Birmingham, AL, 35203, United States Activity Type: Other Position/Title: Agent Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I help companies provide employees with Group Life Insurance, Long Term and Short Term Disability Insurance and Vision coverage.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-06
S63 Uniform Securities Agent State Law Examination 2001-02-01
  • S65 Uniform Investment Adviser Law Examination
    2007-08-06
  • S63 Uniform Securities Agent State Law Examination
    2001-02-01

View on SEC IAPD

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