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Carl Norman Ballard

C2 Investment Group

Mooresville, NC

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Current Employers
C2 Investment Group

106 Langtree Village Drive Suite 301, Mooresville, NC 28117 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-04-10
  • NC RA
    APPROVED
    Since 2006-04-10

Branch Locations

106 Langtree Village Drive Suite 301, Mooresville, NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C2, Llc Dba Tracker Mooresville NC 04/2006 Present
C2 Investment Group Mooresville NC 04/2001 Present
  • 04/2006 → Present
    C2, Llc Dba Tracker
    Mooresville, NC
  • 04/2001 → Present
    C2 Investment Group
    Mooresville, NC
Previous Registrations
Other Businesses

CONSULTANT FOR C2, LLC DBA TRACKER WHICH HAS A PRODUCT CALLED TRACKER: A PORTFOLIO ACCOUNTING AND REPORTING APPLICATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-05
S63 Uniform Securities Agent State Law Examination 2001-06-14
  • S65 Uniform Investment Adviser Law Examination
    2001-09-05
  • S63 Uniform Securities Agent State Law Examination
    2001-06-14

View on SEC IAPD

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VIRTUE CAPITAL MANAGEMENT, LLC
CASTLE WEALTH GROUP
MML INVESTORS SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC

Other Investors

JEFFREY JOHN BULGER
Kimberley B Foster
JOSHUA EVAN MCNEIL
ROBERT M PALMER
Angelique R Harris
Roy Enoch Boone
Monika MacManus Moore
RAYMOND HALSTEAD

Other Offices

TRUIST ADVISORY SERVICES, INC. · MOORESVILLE, NC
EDWARD JONES · MOORESVILLE, NC
CETERA INVESTMENT ADVISERS LLC · MOORESVILLE, NC
VIRTUE CAPITAL MANAGEMENT, LLC · MOORESVILLE, NC
CASTLE WEALTH GROUP · MOORESVILLE, NC
MML INVESTORS SERVICES, LLC · Mooresville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MOORESVILLE, NC
J.P. MORGAN SECURITIES LLC · Mooresville , NC

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