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Legna Gonzalez

Hsbc Securities (Usa) Inc.

Miami, FL

Pembroke Pines, FL

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-22
  • FL RA
    APPROVED
    Since 2022-11-22

Branch Locations

1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States

Pembroke Pines, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Miami FL 10/2009 06/2017
Cuso Financial Services, Lp San Diego CA 06/2017 11/2018
Power Financial Credit Union San Diego CA 06/2017 11/2018
Lpl Financial Llc Pembroke Pines FL 11/2018 09/2021
Hsbc Securities (Usa) Inc. Miami FL 09/2021 Present
Hsbc Bank Usa, N.A. Miami FL 09/2021 Present
  • 10/2009 → 06/2017
    Hsbc Bank Usa
    Miami, FL
  • 06/2017 → 11/2018
    Cuso Financial Services, Lp
    San Diego, CA
  • 06/2017 → 11/2018
    Power Financial Credit Union
    San Diego, CA
  • 11/2018 → 09/2021
    Lpl Financial Llc
    Pembroke Pines, FL
  • 09/2021 → Present
    Hsbc Securities (Usa) Inc.
    Miami, FL
  • 09/2021 → Present
    Hsbc Bank Usa, N.A.
    Miami, FL
Previous Registrations
  • 2018-12-03 → 2021-09-16
    Lpl Financial Llc
    Pembroke Pines, FL
    Pembroke Pines, FL
    Stuart, FL
    Juno Beach, FL
    Juno Beach, FL
    Miami, FL
    Miami, FL
    Florida City, FL
    Miami, FL
  • 2017-09-29 → 2018-11-30
    Cuso Financial Services, L.P.
    Pembroke Pines, FL
    San Diego, CA
    Juno Beach, FL
  • 2003-01-17 → 2006-02-13
    Credit Suisse Securities (Usa) Llc
    Miami, FL
  • 2001-07-16 → 2003-01-17
    Pershing Llc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-23
S63 Uniform Securities Agent State Law Examination 2001-07-25
  • S66 Uniform Combined State Law Examination
    2017-08-23
  • S63 Uniform Securities Agent State Law Examination
    2001-07-25
Designations
Other Names
  • Legna Carolina Gonzalez

View on SEC IAPD

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