Scott Taylor Sheffer

Employer firm

Carnegie Wealth Management, LLC CRD 290430

$357M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 08/2022
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
• 08/2017 → Present
  Carnegie Wealth Management, Llc
  Berwyn, PA
• 03/2016 → 08/2017
  Unemployed
  Newtown Square, PA
• 03/2018 → Present
  Carnegie Wealth Management, Llc
  Berwyn, PA
• 03/2019 → Present
  Cwm Carnegie Securities Llc
  Berwyn, PA

Previous Registrations

• 2017-08-18 → 2020-06-11
  The Strategic Financial Alliance, Inc.
  Berwyn, PA
  Atlanta, GA
• 2009-01-21 → 2015-12-15
  Barclays Capital Inc.
  Philadelphia, PA
  New York, NY
  Philadelphia, PA
  New York, NY
• 2008-04-25 → 2008-10-15
  Lehman Brothers Inc.
  Philadelphia, PA
  Philadelphia, PA
  New York, NY

Other Businesses

1. Carnegie Wealth Management, LLC, investment related, 920 Cassatt Road, Suite 202, Berwyn, PA 19312; Registered Investment Advisor, CEO, 03/01/2018, 152 hours/month all during securities trading hours, CEO & CCO duties. 2. So Farr Holdings, LLC, non investment-related, 920 Cassatt Road, Suite 202, Berwyn, PA 19312, Holding company for ownership interest in Carnegie Wealth Management, Owner, 8/28/2017, 0-1 hour per month, 0 during securities trading hours, Owner.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-22
• S63 Uniform Securities Agent State Law Examination
  1998-09-04