David Alan Rabideau

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 07/2022
  Citigroup Global Markets Inc.
  Greenwich, CT
• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 10/2022 → Present
  Bank Of America N.A.
  Greenwich, CT

Previous Registrations

• 2021-09-02 → 2022-07-06
  Citigroup Global Markets Inc.
  Greenwich, CT
  Tampa, FL
  Washington, DC
  New York, NY
  Washington, DC

Other Businesses

Young Living; Production and Distribution of Essential Oils; Non-Investment Related; Fairfield, CT; Affiliation Start Date: 1/1/2019; Title: Member; Duties: Advise and support my wife's career by being a Member under her business line at this MLM company. I am not actively working in the business but I will receive some compensation; 0 hours devoted to the outside business each month during securities trading hours; 1 hour devoted to the outside business each month outside of securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-04-30

Other Names

• Dave Rabideau