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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Company | Mentor | OH | 08/1999 | 03/2020 |
| Kent State | Kent | OH | 01/2015 | 08/2017 |
| Travelers Insurance | Concord | OH | 09/2019 | Present |
| Regano Financial Services | Mentor | OH | 10/2022 | Present |
| Cetera Advisor Networks | El Segundo | CA | 11/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2024 | Present |
1. NAME OF OTHER BUSINESS: REGANO FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2022 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: TRAVELERS INSURANCE, INVESTMENT RELATED: NO, ADDRESS: 8140 HUMPHREY HILL, CONCORD, OH, 44077, NATURE OF BUSINESS: INSURANCE, START DATE: 09/2019, POSITION/TITLE/RELATIONSHIP: PREMIUM AUDITOR, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: AUDIT COMMERCIAL INSURANCE ACCOUNTS WHICH INCLUDE AUTO, GENERAL LIABILITY, AND WORKERS COMPENSATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-26 |
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