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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-08
  • OH RA
    APPROVED
    Since 2024-11-08

Branch Locations

8827 Mentor Ave. Suite A, Mentor, OH 44060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Company Mentor OH 08/1999 03/2020
Kent State Kent OH 01/2015 08/2017
Travelers Insurance Concord OH 09/2019 Present
Regano Financial Services Mentor OH 10/2022 Present
Cetera Advisor Networks El Segundo CA 11/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2024 Present
  • 08/1999 → 03/2020
    Allstate Insurance Company
    Mentor, OH
  • 01/2015 → 08/2017
    Kent State
    Kent, OH
  • 09/2019 → Present
    Travelers Insurance
    Concord, OH
  • 10/2022 → Present
    Regano Financial Services
    Mentor, OH
  • 11/2022 → Present
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: REGANO FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2022 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: TRAVELERS INSURANCE, INVESTMENT RELATED: NO, ADDRESS: 8140 HUMPHREY HILL, CONCORD, OH, 44077, NATURE OF BUSINESS: INSURANCE, START DATE: 09/2019, POSITION/TITLE/RELATIONSHIP: PREMIUM AUDITOR, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: AUDIT COMMERCIAL INSURANCE ACCOUNTS WHICH INCLUDE AUTO, GENERAL LIABILITY, AND WORKERS COMPENSATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-29
S63 Uniform Securities Agent State Law Examination 2001-03-26
  • S66 Uniform Combined State Law Examination
    2024-10-29
  • S63 Uniform Securities Agent State Law Examination
    2001-03-26

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