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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments | Chicago | IL | 03/2016 | Present |
HUCK FINN PROPERTIES LLC CHICAGO, IL LLC FOR RENTAL PROPERTY. STARTED 2007 AND NO END DATE. HAVE MGMT CO TO MANAGE PROPERTIES AND I CHECK MONTHLY THE INCOME STATEMENT/BALANCE SHEET.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-20 |
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