James Gregory David

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial Llc
  Lexington, SC
• 05/2012 → Present
  Stratos Wealth Partners, Ltd
  Lexington, SC

Previous Registrations

• 2008-01-01 → 2012-05-29
  Wells Fargo Clearing Services, Llc
  Lexington, SC
• 2004-11-23 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Columbia, SC
  Columbia, SC
  Lexington, SC
  St. Louis, MO

Other Businesses

1. 05/25/2012 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 100% - 2. 05/25/2012 - STRATOS WEALTH PARTNERS, LTD - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 3. 5/31/2012 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 05/2012 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 05/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/9/2017 - David Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 04/10/2017 - 160 Hours Per Month During Securities Trading. 5. 7/12/2017 - David Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/17/2017 - 30 Hours Per Month During Securities Trading. 6. 5/23/2019 - 801 N. Lake Drive LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 06/01/2019 - 1 Hour Per Month During Securities Trading - This will be a pass through LLC set up to simply pay rent and utilities for an office location that will be shared with a CPA firm. 7. 04/08/2026 - DWMG Insurance Advisors, LLC - Property and Casualty - Investment Related - At Reported Business Location(s) - Start Date 04/15/2026 - 0 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2004-11-22
• S63 Uniform Securities Agent State Law Examination
  2001-02-01

Other Names

• Greg David