Rose Louise Claudia

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 10/2020
  Edward Jones
  St.LOuis, MO
• 10/2020 → Present
  Commonwealth Financial Network
  Waltham, MA
• 10/2020 → Present
  Treadstone Wealth Advisors
  Binghamton, NY

Previous Registrations

• 2014-10-17 → 2020-10-26
  Edward Jones
  Vestal, NY

Other Businesses

Fixed insurance sales; as of 10/23/2020; 1% time spent during business hours; Conducted at branch location; Investment related. 2. Owner of office rental property, located in 300 Main St, Vestal, NY; as of 10/23/2020; 1% time spent during business hours; Conducted at branch location; Investment related.3.Owner, Treadstone Wealth Advisors; company used to facilitate securities business; as of 10/23/2020; 100% time spent during business hours; Conducted to branch location; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-01-31

Other Names

• Rose Louise Cerretani
• Rose L Claudia