Don Richard Brock

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-06-17

TX RA
APPROVED

Since 2005-06-17

Branch Locations

270 N Denton Tap Road Ste 200, Coppell, TX 75019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2005	Present

06/2005 → Present

Edward Jones

St Louis, MO

Previous Registrations

2002-05-20 → 2005-06-23

A. G. Edwards & Sons, Inc.

Plano, TX

Other Businesses

Prestonwood Networking Group Type of business: Networking Plano, TX Start date: 12/1/2015 Member Hours per week: 3 Hours during trading: 3 Member of networking group

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-17

S66 Uniform Combined State Law Examination

2002-05-17

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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