Matthew E Westley

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  First Trust Portfolios L.P.
  Wheaton, IL

Previous Registrations

• 2008-08-22 → 2012-05-17
  Wells Fargo Clearing Services, Llc
  Chicago, IL
• 2002-03-26 → 2008-09-08
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-09-21
• S65 Uniform Investment Adviser Law Examination
  2000-09-15