Thomas Lee Harnish

Current Employers

Employment History

• 12/2012 → 11/2016
  Penobscot Financial Advisors
  Bangor, ME
• 04/2014 → 11/2016
  Mid Atlantic Capital Corporation
  Bangor, ME
• 04/2014 → 07/2017
  Mid Atlantic Financial Management, Inc.
  Bangor, ME
• 11/2016 → Present
  Lpl Financial, Llc
  Bangor, ME
• 11/2016 → Present
  Northeast Planning Associates, Inc.
  Bedford, NH

Previous Registrations

• 2014-04-16 → 2017-07-31
  Mid Atlantic Financial Management, Inc.
  Bangor, ME
  Pittsburgh, PA
  Bangor, ME
  Bangor, ME
• 2011-01-03 → 2014-04-17
  Voya Financial Advisors, Inc.
  Bangor, ME
• 2008-01-07 → 2011-01-03
  Voya Financial Partners, Llc
  Bangor, ME

Other Businesses

(1) 11/02/2016: BSMG/Advisor Excel - Non-Variable Insurance - Investment Related - 500 S. Main St, Providence RI 02903/ 2950 SW McClure Rd, Topeka, KS 66614 - Start 08/01/2011 - 4 Hr/Mo; 4 Hour(s) During Securities Trading; 2% Time Spent - Life, fixed annuities, LTC insurance (2) 11/15/2016: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/1/2016 - 150 Hours Per Month/7 Hours During Securities Trading - Time Spent 90%. (3) 11/15/2016: Northeast Planning Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/1/2016 - 150 Hours Per Month/7 Hours During Securities Trading - Time Spent 90%. (4) 07/13/2023 - Harnish Racing LLC - Not Investment Related - Home Based - Other - Reps Business - Owner - Start Date 05/01/2023 - 4 Hours Per Month/ 0 Hours During Trading (5) 03/05/2024 - Provision Wealth Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/30/2024 - 40 Hours Per Month/ 40 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-01-05

Other Names

• Tom Harnish