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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-27
  • FL RA
    APPROVED
    Since 2023-01-27

Branch Locations

36008 Emerald Cst Pkwy Ste 401, Destin, FL 32541 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Liufau Insurance Agency Destin FL 01/1985 Present
State Farm Vp Management Corp. Destin FL 04/1999 Present
State Farm Investment Management Corp Destin FL 08/2018 11/2019
State Farm Investment Management Corp Destin FL 11/2022 Present
Other Businesses

1) Rocket Mortgage; Investment-related; 36008 Emrld Cst Pkwy Ste 401 Destin, FL 32541; Mortgage Loan Originator/Broker; Mortgage Loan Origination; Start Date of relationship 02/18/2020; Compensation: Commission; No.of hours per month: 15; Duties - The registered representative will originate mortgage loans as part of this activity. As a result of this role, the RR may also be considered a branch manager, which may include performing certain administrative duties and receiving compensation on the other agents' mortgage business. The registered representative may lease or sublease a portion of the registered representative's office space to the company. 2)The Katherine Carter Company LLC; non-investment-related; 36008 Emerald Coast Pkwy, Ste 401Destin FL 32541: Mortgage brokerage office for Rocket Mortgage; 12/7/21; 10: 2: Mortgage brokerage. 3) James Liufau's Insurance Agency; Insurance Agency; Investment-related; 36008 Emrld Cst Pkwy Ste 401 Destin, FL 32541-5732; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/1985; 80; 80; Service customers and supervise employees 4) Mid-bay Executive Suites; investment-related; 36008 Emerald Coast Pkwy, Destin, FL 32541; Investment or Commercial Property; Owner; President; 3/1/2013; 3; 0; control of checkbook, run day to day needs of association. 5) Destin United Methodist Church; Non-investment-related; 200 Beach Drive, Destin, FL 32541; Association/Committee/Council; Board Member; Director; 1/1/2020; 10; 0; oversee gifts to the church, mostly real property gifts. 6) Destin High School & Destin High School Foundation; investment-related; 211 Matties Way, Destin, FL 32541; Membership/Civic/Fraternal Organization; Director; Treasurer; 11/1/2018; 10; 0; provide financial advice to board, control of checkbook, review bank statements, make deposits, pay bills/co-signor on checking account, promote support fundraising and passage of charter school application.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-14
  • S65 Uniform Investment Adviser Law Examination
    2022-11-14
Other Names
  • Jim Liufau

View on SEC IAPD

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