Kevin Joseph Wadle

Current Employers

Employment History

• 08/1997 → Present
  Kevin J Wadle, Cpa,Pa
  Knoxville, IA
• 08/2001 → Present
  Financial Decisions Group
  Waterloo, IA
• 01/2002 → Present
  Wadle Properties, Lc
  Knoxville, IA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Knoxville, IA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Knoxville, IA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Cedar Rapids, IA
  Knoxville, IA
  Rochester, MN
• 2007-07-11 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Knoxville, IA
  Cedar Rapids, IA
  Cedar Rapids, IA
  Knoxville, IA

Other Businesses

1. FINANCIAL DECISIONS GROUP-FIXED INSURANCE SALES POSITION: Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/15/2001 ADDRESS: 117 S 4th St, Suite A, Knoxville IA 50138, United States DESCRIPTION: Sales of fixed insurance products 2. WADLE PROPERTIES LC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2002 ADDRESS: 117 S 4th St, Knoxville IA 50138, United States DESCRIPTION: Rental real estate entity. Only entity holding is office building that houses other OBA's and business affiliated with Royal Alliance Associates, Inc. 3. FINANCIAL DECISIONS GROUP POSITION: Investment Advisory Representative NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 08/01/2001 ADDRESS: 117 S 4th St, Knoxville IA 50138, United States DESCRIPTION: DBA 4. KEVIN J WADLE CPA PC POSITION: President/CPA NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1997 ADDRESS: 117 S 4th St, Knoxville IA 50138, United States DESCRIPTION: Preparation of financial statements, income tax returns, and payroll tax returns. 5. KNOXVILLE COMMUNITY SCHOOL DISTRICT POSITION: High School Tennis Coach NATURE: Employee of School District INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 03/13/2023 ADDRESS: 1811 W Madison St, Knoxville IA 50138, United States DESCRIPTION: Head coach of boys' high school tennis team. Instruction, coaching and providing transportation in school vehicles will be the duties required by the position. 6. KNOXVILLE PANTHER SCHOLARSHIP FOUNDATION POSITION: Vice President NATURE: Corporation - Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 222 E Robinson St, Knoxville IA 50138, United States DESCRIPTION: Advisory member of the Board of Directors assisting with the vision of the organization and navigating changes in Knoxville High School graduates' needs and the overall post-secondary funding landscape. I will not act as treasurer, nor will I provide any investment management services. The possibility is likely that my experience as a financial advisor will provide relevant perspective for the Board as a whole. From time to time, I will develop content for the foundation in the areas for charitable giving through IRA's and appreciated assets, as well as provisions available to Iowa residents for Iowa income tax credits through endowment funding. 7. FINANCIAL DECISIONS GROUP POSITION: Investment Advisory Representative NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 32 START DATE: 08/01/2001 ADDRESS: 117 S 4th St, Suite A, Knoxville IA 50138, United States DESCRIPTION: Investment Advisory Representative 8. FDG KNX LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 08/03/2026 ADDRESS: 117 S 4th St, Suite A, Knoxville IA 50138, United States DESCRIPTION: Forming a pass-through entity for income tax and payroll purposes. Will continue to operate as Financial Decisions Group.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-03
• S63 Uniform Securities Agent State Law Examination
  2000-12-28