Sean M Moore

Current Employers

Merit Financial Advisors

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-09-22

FL RA
APPROVED

Since 2020-09-22

Branch Locations

5901 Broken Sound Parkway Nw, Suite 502, Boca Raton, FL 33487 • United States

2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Boca Raton	FL	01/2003	06/2020
Securities America Advisors	Boca Raton	FL	02/2020	06/2020
Smart Wealth Advisory	Boca Raton	FL	03/2020	09/2020
Lpl Financial, Llc	Boynton Beach	FL	09/2020	08/2024
Merit Financial Advisors	Boynton Beach	FL	09/2020	Present
Purshe Kaplan Sterling Investments	Albany	NY	08/2024	Present

01/2003 → 06/2020

Securities America, Inc.

Boca Raton, FL
02/2020 → 06/2020

Securities America Advisors

Boca Raton, FL
03/2020 → 09/2020

Smart Wealth Advisory

Boca Raton, FL
09/2020 → 08/2024

Lpl Financial, Llc

Boynton Beach, FL
09/2020 → Present

Merit Financial Advisors

Boynton Beach, FL
08/2024 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2020-02-28 → 2020-06-30

Securities America Advisors, Inc.

Boca Raton, FL

Other Businesses

1. Merit Financial Advisors. Investment Related. At Registered Location. RIA. Wealth Manager/IAR/Partner. Start Date: 07/15/2024. 160 hrs/ month; all during trading hours. Service clients. 2. Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 07/15/2024. 10 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3. Notary. Not Investment Related. At Registered Location. Notary. Owner. Start Date: 09/01/2020. 1 hr/ month; all during trading hours. Notary 4. PKS. Investment Related. At the registered location. RR of BD. Commission compensation.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-08-28

S63 Uniform Securities Agent State Law Examination

2021-08-28

Other Names

Sean Moore

View on SEC IAPD