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Sally Estelle Rogers

Rogers Consulting Associates, Inc.

St. Louis, MO

CRD 4314969

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Employer firm

Rogers Consulting Associates, Inc. CRD 169931

$94.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Rogers Consulting Associates, Inc.

121 Hunter Ave, Suite 100, St. Louis, MO 63124 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-06-24
  • MO RA
    APPROVED
    Since 2019-06-24

Branch Locations

121 Hunter Ave, Suite 100, St. Louis, MO 63124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rogers & Associates P.C. St. Louis MO 10/2004 Present
Rogers Consulting Associates Inc. St. Louis MO 10/2012 Present
Other Businesses

ROGERS & ASSOCIATES P.C. CPA FIRM 15YRS POSITION IS CPA-SHAREHOLDER/DIRECTOR 100% DEVOTION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-03
  • S66 Uniform Combined State Law Examination
    2001-01-03
Other Names
  • Sally Estelle Ulm
  • Sally Estelle Rogers

View on SEC IAPD

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