Inactive

Joshua Quinn Cepeda

Focus Partners Wealth, LLC

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Current Employers

Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-07-11

OR RA
APPROVED

Since 2024-07-11

Branch Locations

1211 Sw 5Th Avenue Suite 1200, Portland, OR 97204 • United States

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Seattle	WA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Seattle	WA	11/2016	05/2017
Confluence Wealth Management	Portland	OR	05/2017	11/2020
Buckingham Strategic Wealth, Llc	Clayton	MO	12/2020	Present
The Colony Group, Llc	Boston	MA	07/2024	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Seattle, WA
11/2016 → 05/2017

Wells Fargo Clearing Services, Llc

Seattle, WA
05/2017 → 11/2020

Confluence Wealth Management

Portland, OR
12/2020 → Present

Buckingham Strategic Wealth, Llc

Clayton, MO
07/2024 → Present

The Colony Group, Llc

Boston, MA

Previous Registrations

2020-12-23 → 2024-07-11

Buckingham Strategic Wealth, Llc

St Louis, MO

Portland, OR
2017-05-04 → 2020-12-23

Confluence Wealth Management Llc

Portland, OR
2004-05-05 → 2017-05-01

Wells Fargo Clearing Services, Llc

Seattle, WA

Seattle, WA

Portland, OR
2001-04-17 → 2004-04-30

Citigroup Global Markets Inc.

Seattle, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-12

S66 Uniform Combined State Law Examination

2001-03-12

Designations

Other Names

Josh Cepeda

View on SEC IAPD

More in Portland, OR

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