Joshua Quinn Cepeda

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Seattle, WA
• 11/2016 → 05/2017
  Wells Fargo Clearing Services, Llc
  Seattle, WA
• 05/2017 → 11/2020
  Confluence Wealth Management
  Portland, OR
• 12/2020 → Present
  Buckingham Strategic Wealth, Llc
  Clayton, MO
• 07/2024 → Present
  The Colony Group, Llc
  Boston, MA

Previous Registrations

• 2020-12-23 → 2024-07-11
  Buckingham Strategic Wealth, Llc
  St Louis, MO
  Portland, OR
• 2017-05-04 → 2020-12-23
  Confluence Wealth Management Llc
  Portland, OR
• 2004-05-05 → 2017-05-01
  Wells Fargo Clearing Services, Llc
  Seattle, WA
  Seattle, WA
  Portland, OR
• 2001-04-17 → 2004-04-30
  Citigroup Global Markets Inc.
  Seattle, WA

Exams

• S66 Uniform Combined State Law Examination
  2001-03-12

Designations

• Certified Financial Planner

Other Names

• Josh Cepeda