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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
1220 Augusta Dr Suite 140, Houston, TX 77057 • United States
Pearland, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Houston | TX | 11/2000 | Present |
| Raymond James Financial Services Advisors, Inc | Oakhurst | NJ | 01/2009 | Present |
(1)Name of Business: Address: 1220 augusta Dr Ste 140 Houston, Texas 77057, houston, TX, 77057, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/27/2012 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent Agent selling Medicare (2)Name of Business: CJ Grant Financial Group LLC Address: NA, Houston, TX, 77057, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/22/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bank Account DBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-13 |
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