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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

1220 Augusta Dr Suite 140, Houston, TX 77057 • United States

Pearland, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Houston TX 11/2000 Present
Raymond James Financial Services Advisors, Inc Oakhurst NJ 01/2009 Present
Other Businesses

(1)Name of Business: Address: 1220 augusta Dr Ste 140 Houston, Texas 77057, houston, TX, 77057, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/27/2012 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent Agent selling Medicare (2)Name of Business: CJ Grant Financial Group LLC Address: NA, Houston, TX, 77057, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/22/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bank Account DBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-13
S63 Uniform Securities Agent State Law Examination 2002-04-13
  • S65 Uniform Investment Adviser Law Examination
    2005-10-13
  • S63 Uniform Securities Agent State Law Examination
    2002-04-13
Other Names
  • Christopher Joseph Grant

View on SEC IAPD

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