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Diego Hoyos Farfan

J.P. Morgan Securities LLC

Miami, FL

Key Biscayne, FL

CRD 4314584

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-27
TX RA APPROVED_RES 2017-03-23
  • FL RA
    APPROVED
    Since 2017-03-27
  • TX RA
    APPROVED_RES
    Since 2017-03-23

Branch Locations

80 Sw 8Th Street, Suite 100, Miami, FL 33130 • United States

320 Crandon Blvd, Key Biscayne, FL 33149 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Miami FL 03/2017 Present
Raymond James & Associates, Inc. Coral Gable FL 09/2007 03/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-20
  • S66 Uniform Combined State Law Examination
    2013-09-20
Other Names
  • Diego Hoyos

View on SEC IAPD

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